Investor Onboarding & Compliance

Find out more about the regulatory compliance you must undertake/meet to become an investor.

• When does a person or entity classify as a Wholesale/Eligible Investor?
• Nature and Purpose
• What is Ongoing Customer Due Diligence (CDD) and why have I been asked to supply further information for CDD purposes?
• What is Customer Due Diligence (CDD) and what do I need to supply to comply with regulation?
• What to expect when completing anti-money laundering (AML) compliance, as a new investor.